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Securities research
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#	Item
581	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]November 18, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-19 08:18:51 Financial system Securities Financial Industry Regulatory Authority Late-2000s financial crisis Securities research Financial analyst Securities Exchange Act Investment banking Security United States securities law Financial economics Finance
582	Microsoft Word - Financial_Investment_Analysts.docx Add to Reading List Source URL: pwp.vpl.ca Language: English - Date: 2014-10-03 14:46:44 Business Financial services Investment Financial planning Valuation Securities research Financial analyst Financial adviser Chartered Financial Analyst Professional certification in finance Finance Financial economics
583	Microsoft Word - MPFReportfinal Add to Reading List Source URL: research.chicagobooth.edu Language: English - Date: 2008-05-27 12:56:43 Finance Structured finance Fixed income securities Interest rates Mortgage-backed security LIBOR–OIS spread Money market Collateralized debt obligation TED spread United States housing bubble Financial economics Economics
584	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]November 18, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-19 08:19:15 Finance Financial Industry Regulatory Authority Securities research Financial analyst Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Investment banking Global settlement United States securities law Financial system Financial economics
585	Panel 5: Fraud Research: Building on Solid Data • James Greiner, Harvard Law School • Billy J. Hensley, National Endowment for Financial Education • Gary R. Mottola, FINRA Investor Education Add to Reading List Source URL: www.ftc.gov Language: English - Date: 2015-01-04 00:34:13 Investor education Economics Economy of the United States Business United States securities law Self-regulatory organizations Financial Industry Regulatory Authority
586	Global Markets Rates, FX and Commodities Research 30 October 2014 \| TD Securities Highlights The TD View …………………………. 2 Add to Reading List Source URL: www.td.com Language: English - Date: 2014-12-18 14:47:41 Demographics of the United States United Kingdom general elections overview
587	Esomar 28 Questions DT.indd Add to Reading List Source URL: b916a001da336bdc3160-e0daa59fbf7fe2a35c6484f0e165f8fc.r28.cf3.rackcdn.com Language: English - Date: 2013-11-20 09:56:49 Science Evaluation Market research Marketing Data collection CINT Paid survey Survey methodology International Securities Identification Number Statistics Evaluation methods Sampling
588	MMA The Power of Independence AU G U ST 1 8 , [removed] Add to Reading List Source URL: www.mma-research.com Language: English - Date: 2014-08-18 17:01:28 Economics Finance Options Government debt Municipal bond Callable bond Municipal Securities Rulemaking Board Current yield Yield Bonds Fixed income analysis Financial economics
589	Page 151 of 423 Exhibit 2a Regulatory Notice[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-19 08:08:31 Financial economics Securities United States corporate law Auditing Corporate governance Securities research Financial Industry Regulatory Authority Financial analyst Sarbanes–Oxley Act United States securities law Finance Business
590	Microsoft Word - Ex 5 (Rule Text).docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-19 14:38:26 Occupations Securities Securities research Primary dealers Financial analyst Investment banking UBS Investment Financial economics Finance

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